26 to 33 of 33 MiFID Jobs in the UK

Regulatory Control Specialist, Investment Banking, MiFID/EMIR £750 - £880pd via an Umbrella Company London Regulatory Control Specialist, Business Analyst, Regulatory Risk & Control, MiFID, MiFIR, EMIR, MAR, Market Abuse, Control Assessments, Regulatory Reporting, Financial Services, Investment Banking A global Investment Bank are currently seeking a number of Regulatory Control Specialists …/Business Analysts to join them on a long term contract in London. The roles require in-depth knowledge of MiFID, EMIR or Market Abuse and experience of performing control gap assessments. £750 - £880pd via an Umbrella Company Essential Requirements: Extensive knowledge and experience of MIFIR/MIFID II, MAR … and EMIR. Implemented MIFID/R in large/Tier 1 banks in either 1st line or 2nd line of defence. Has extensive knowledge on transparency and reporting regimes and how they translate into controls. Have conducted gap analysis of control environments for regulatory compliance. Develop and/or contribute more »

investment bank is seeking 3x Senior Business Analysts to join a team, supporting the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience of EU/UK … MIFIR/MIFID II, MAR, and EMIR Implemented MIFID/R in large/Tier 1 banks (preferably in Markets businesses) with practical, BAU experience Extensive knowledge of transparency and reporting regimes and how they translate into controls Participated in relevant industry forums and monitored changes/developments to relevant … EU/UK MIFIR/MIFID II standards Understanding of controls vs processes, and what constitutes a good control Conducted gap analysis of control environment for regulatory compliance Ability to interpret rules based on facts and provide opinions Developed regulation artifacts (e.g., Policy, Standards, procedures) and overseen implementation Extreme attention more »

report findings to senior management and regulatory authorities as required. Regulatory Adherence: Ensure compliance with all relevant regulations, including MAR (Market Abuse Regulation) and MiFID II. Stay abreast of regulatory changes and updates, advising the firm on necessary adjustments to policies and procedures. Risk Management: Identify and assess compliance risks … Knowledge: In-depth understanding of FX, Credit, or Rates trading products and markets. Regulatory Expertise: Comprehensive knowledge of market abuse regulations, including MAR and MiFID II. Experience in dealing with regulatory bodies is highly desirable. Analytical Skills: Strong analytical and problem-solving skills with the ability to interpret complex trading more »

Product Manager Salary: £60,000 - £80,000 Location: London/Bristol - Hybrid Skills : Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 Are you looking for an excellent opportunity to join an exciting more »

supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/… processes in line with internal standards. Report program status to internal and external stakeholders. Qualifications & Skills: Extensive knowledge of EU/UK MIFIR/MIFID II, MAR, and EMIR. Experience implementing MiFID/R in large banks, with practical, BAU experience. Proficient in transparency and reporting regimes and control translation. more »

this is a small part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to … MiFID and UCITS would be extremely beneficial ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’. more »

very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »