1 to 25 of 32 MiFID Jobs in the UK

is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »

Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »

Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking – checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries – investigating more »

for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »

initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »

Good knowledge of related processes such as the Know Your Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU/US/UK Sanctions regime Understanding of the Anti-Bribery requirements Exposure and understanding of Give up agreements more »

utilization and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »

expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »

and fund services or security services is highly desirable. Any experience working in a functional role like controls, audit or regulations such as CASS, MIFID, USITS, SFTR, SRD2, CSDR, would be highly desireable. Familiarity with new technologies including distributed ledger technology, digital assets crypto etc. *Please note that this role more »

asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »

Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries investigating more »

ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Excellent + bonus + package Location: London (good work more »

requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »

a Project Manager, within Financial Services Environment Understanding of operational resilience from a technology/digital perspective. Experience working on regulated projects. (i.e. EMIR, MiFID, CFTC, CSDR etc.). more »

initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »

Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »

supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/… processes in line with internal standards. Report program status to internal and external stakeholders. Qualifications & Skills: Extensive knowledge of EU/UK MIFIR/MIFID II, MAR, and EMIR. Experience implementing MiFID/R in large banks, with practical, BAU experience. Proficient in transparency and reporting regimes and control translation. more »

this is a small part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to … MiFID and UCITS would be extremely beneficial ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’. more »

very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Excellent + bonus + package Location: London (good work more »

client portfolio Scopes client engagements and projects and effectively prices potential work Drafts external publications and speaks at conferences and events Detailed understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a more »

investment bank is seeking 3x Senior Business Analysts to join a team, supporting the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience of EU/UK … MIFIR/MIFID II, MAR, and EMIR Implemented MIFID/R in large/Tier 1 banks (preferably in Markets businesses) with practical, BAU experience Extensive knowledge of transparency and reporting regimes and how they translate into controls Participated in relevant industry forums and monitored changes/developments to relevant … EU/UK MIFIR/MIFID II standards Understanding of controls vs processes, and what constitutes a good control Conducted gap analysis of control environment for regulatory compliance Ability to interpret rules based on facts and provide opinions Developed regulation artifacts (e.g., Policy, Standards, procedures) and overseen implementation Extreme attention more »

Regulatory Control Specialist, Investment Banking, MiFID/EMIR £750 - £880pd via an Umbrella Company London Regulatory Control Specialist, Business Analyst, Regulatory Risk & Control, MiFID, MiFIR, EMIR, MAR, Market Abuse, Control Assessments, Regulatory Reporting, Financial Services, Investment Banking A global Investment Bank are currently seeking a number of Regulatory Control Specialists …/Business Analysts to join them on a long term contract in London. The roles require in-depth knowledge of MiFID, EMIR or Market Abuse and experience of performing control gap assessments. £750 - £880pd via an Umbrella Company Essential Requirements: Extensive knowledge and experience of MIFIR/MIFID II, MAR … and EMIR. Implemented MIFID/R in large/Tier 1 banks in either 1st line or 2nd line of defence. Has extensive knowledge on transparency and reporting regimes and how they translate into controls. Have conducted gap analysis of control environments for regulatory compliance. Develop and/or contribute more »