1 to 25 of 90 Compliance Manager Jobs in the UK

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship … processes (acquirers and payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key … Responsibilities: Managing the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

EHS&Q Compliance Manager Location: Hybrid, Cumbria/Preston Job type: Permanent (Part-time, 3 days per week) Salary: Competitive Company Overview Delkia is a fast-growing Engineering and Technical organisation based in Cumbria and Preston. We are proud of our reputation for delivering safe, high-quality projects … Systems Integration (SI) for high-integrity and mission-critical systems. We have an exciting opportunity to appoint an enthusiastic and highly motivated EHS&Q Compliance Manager to join our dynamic team at Delkia. Overview of the role As an EHS&Q (Environment, Health, Safety, and Quality) Compliance Manager, you will be responsible for developing, implementing, and overseeing all aspects of the company's compliance with environmental, health, safety, and quality regulations and standards. This role involves working closely with various departments to ensure adherence to relevant laws, policies, and industry best practices. The EHS more »

Compliance Manager (SMF 16&17) The Compliance Manager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and … are safeguarded against financial crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and … controls in the UK. Ensure compliance with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the more »

Leading US law firm is hiring a brand new GDPR Compliance Manager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR Compliance Manager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR Compliance Manager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »

Technical Services and Compliance Manager To work as part of the technical team with specific responsibilities in ensuring that incoming and outgoing specifications are fit for purpose, meet the expectations of both internal and external customers and are safe and legal. Additional responsibilities as part of the technical … performances as part of the vendor rating process. · To work with the technical management team and communicate outstanding areas & additions to standards to ensure compliance with all current relevant standards, COP, and legislation. · Work with broader site team to ensure any changes (specifications and printed packaging) associated with launches … delists and promo activities are implemented in line with the critical path. · To maintain department trackers in conjunction with Line Manager, e.g. Spec log, identifying missing information, reporting issues, and following up as required. · To deputize and support others in the technical team in all tasks as required and more »

We’re searching for a Compliance Manager on a part time basis to lead our compliance programme based from our head office in London. This is a wide ranging role with responsibility for driving successful certification programmes for our key accreditations, managing our enterprise risk programme, fulfilling … market. We welcome applications from all backgrounds but would like for the successful candidate to have a deep and broad working knowledge of the compliance and regulatory regimes relevant to the IT service industry and have the ability to drive and lead company-wide projects and demonstrate influence with … your background and experiences fits what we're looking. All being well, you will be invited to attend a behavioural interview with your line manager and members of the team to talk through your fit for the role in detail and explain more about Six Degrees. Some of our more »

My client requires an ambitious and talented COMPLIANCE MANAGER. Key Responsibilities: work closely with internal stakeholders and consultants to ensure all credit broking activities operate in accordance with all legal and regulatory requirements approve financial promotions to ensure they are in line with regulatory requirements provide advice on FCA … regulations assess regulatory change and emerging risks from regulatory sources, circulating key developments and action points to internal stakeholders report on the performance of Compliance practices and support the streamlining of existing processes within the business, providing ideas and identifying operational efficiencies lead on the oversight of the Appointed … Representative network Highlight any instances of non-compliance within the business to the CEO so that a formal investigation can take place Manage one member of the Quality Assurance Team, ensuring improvements to the process are a focus point of their work, and reporting on performance where required Conduct more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

of FCA reporting requirements Good and practical understanding of submitting FCA applications Ability to update internal policies and procedures Practical experience of implementing reg compliance, CDD/KYC, and any other systems. Practical experience in formulating compliance testing plan Practical experience of submitting SAR to authorities. Ability to … work on own initiative, good planner, and to meet strict deadlines EXPERIENCE REQUIRED: Extensive Compliance experience within the Banking/Financial Industry, leaning towards international and UK compliance. Familiar with UK’s legal regulatory framework and requirements Good & practical understanding of the banking/financial products PC literate, particularly more »

Job Description: Job Title: Compliance and Operational Risk Manager – FICC Corporate Title: Vice President Location: London Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our … is well-catered for with our onsite gym facilities and medical centre. Responsibilities: Assists in assessing risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adhering to policies, and developing reporting and documentation Engages in activities to provide support to the Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies more »

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include … identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates. Experience/Skills/Qualifications: experience in a compliance role within an Asset Management environment (1-3 years) relationship-building skills … to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems self-supportive, and motivated in fostering a positive compliance culture in basic computer applications (Word, Excel, Outlook, etc.) report writing and presentation skills academic background (relevant compliance qualifications such as CISI desirable more »

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid … would be 2 days per week in the firms offices located in the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and … advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the more »

and finalised and submitted to HMRC within agreed deadlines.Work directly with the client to plan and understand the requirements at the start of each compliance cycle including potential visits to clients/local offices to ensure we use appropriate technology and resources to deliver a quality product on time.Identify … for other team members.Follow KPMG best practice and policy.Who are we looking for? You are already experienced in the field of UK corporate tax compliance and have a passion for compliance and the varied aspects of your role that this brings. You may have reached this stage in … and organisational skills, including monitoring timetables and budgets. Full support is provided for integration into the practice.At KPMG we use Alphatax as our primary compliance deliverable tool. A background in another tax software solution will come with transferable skills and transition training will be provided#LI-CO1 more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to c... APCT1_UKTJ more »

We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. Join our trusted client where innovation meets excellence! As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! What … Hybrid 2 days a week) Plus, amazing employee benefits such as flexible working, great perks, and more! Main Responsibilities as a Governance, Risk and Compliance Manager Cultivating a robust culture of risk awareness and management. Crafting, executing, and upholding technology risk management strategies tailored to financial services. Excelling … external stakeholder relations. Steering and supervising the clarity, management, and reporting of our client’s technology risk profile. Spearheading the advancement of risk and compliance management in tandem with technological advancements, ensuring alignment with legal, regulatory, and company standards. Setting the tone by fostering a culture of control that more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Manager to join their team in Basildon. Reporting into the Head of Trade Compliance, this role will provide support, including advice and guidance, on International Trade Compliance matters in order to ensure … compliance with UK, EU, US and other Export Control laws and regulations. Responsibilities: Provide expert guidance and advice to individuals and managers across all levels within the IS&P LoB based at our Basildon facility to ensure adherence to UK and international import/export laws, encompassing regulations such … Arms Regulations (ITAR), along with internal corporate policies. Collaborate with the IS&P LoB to understand Business Winning objectives, ensuring early consideration of trade compliance aspects, timely resolution of export licensing issues, and integration of trade compliance plans into project lifecycles. Attend and support Business Winning Reviews and more »

beyond our technology. Our vibrant culture thrives on diversity and connectivity without borders. The role We are currently seeking to recruit a Global Trade Compliance Manager to join our Risk & Legal Compliance team. You will be supporting the Head of Risk & Legal Compliance (HRLC) by developing … SUSE’s products and services around the world. The role requires a high level of subject matter expertise to resolve complex export and sanctions compliance issues, the ability to identify potential risks in a timely manner, and effective relationship skills to collaborate with a wide range of stakeholders and … drive export compliance throughout the organisation. Responsibilities Include: Design, develop and execute SUSE’s export and sanction compliance policies, practices, and controls Manage all facets of SUSE’s trade compliance program, included restricted party screening, export licensing and control classification, training, incident management and risk assessments Develop more »

VAT Compliance Senior Manager Bradford, United Kingdom Full time We’re looking for a VAT Compliance Senior Manager to join us in our Bradford office. This is hybrid working – 2 days in the office, 3 days remote. Within this role, you will be responsible for leading … and developing the in-house VAT compliance function. You will take ownership for BAU activity across a number of UK and foreign jurisdictions and will also work with the Liberty Global Tax team and Systems Indirect Tax Manager to drive system improvements and embrace the use of technology … to create an outstanding in-house function. The role also includes leading the transition of any new VAT compliance activity into LSS. What will you be doing? * Day to day management of the team * Coordinating preparation, review and timely filing of returns * Operation and evidence of controls over VAT more »